The Wealth Strategies Group

The Wealth Strategies Group was founded by James O. Lunney under the guiding principle that comprehensive wealth counseling combined with independent investment advice will provide high net worth clients with complete trust in our integrity, competence and execution.

Jim Lunney is a CERTIFIED FINANCIAL PLANNER (CFP), Independent Financial Advisor, Author, Speaker and 25-year veteran of the Financial Services Industry. Jim’s first book “Surviving the Storm – Investment Strategies That Help You Maximize Profit and Control Risk During the Coming Economic Winter” is scheduled to be released by McGraw-Hill November 2007.

The Wealth Strategies Group has chosen LPL Finacial, the largest independent broker/dealer in the world as our clearing partner. With over $279 billion in assets under management, LPL Financial adds a further layer of efficency and opportunity to our seemless client experience.

Our philosophy at Wealth Strategies Group is based on the premise that all areas of one’s financial life have complex relationships with each other. Our high net worth planning decisions involve careful tax planning, disciplined investment strategies and thorough estate planning. Our goal is to understand each of our clients’ unique circumstances and to then enhance their success with the use of proper tax planning, asset structure and asset management. Through our custom designed thinking process we educate our clients on the tools, techniques and systems that provide each member of their family with direction, capability and confidence.

• The Wealth Strategies Group is a boutique advisory and consulting firm. We create innovative customized solutions for each client and execute with impeccable service.
• Integrating the planning, accounting and legal discipline through The Solution Network™ brings the best of class professionals to our high net worth client solutions.
• Independent, unbiased, financial advice prevents conflicts of interest that may arise from a firm’s propriety products.
• We devote significant time and attention to understanding each client. By knowing each client, our well thought out wealth planning strategies build long lasting trusted relationships.

This communication is strictly intended for individuals residing in the states of AR, AZ, CA, CO, CT, DC, FL, HI, IA, ID, IL, KS, KY, MA, MD, MO, MT, NC, NE, NH, NJ, NM, NY, OR, SC, TX, UT, VA, and WY.  No offers may be made or accepted from any resident outside these states.

IMPORTANT CONSUMER INFORMATION

A broker/dealer (BD), investment adviser (IA), or IA representative may only transact business in a state if first registered, or is excluded or exempt from state broker/dealer, investment adviser, BD agent, or IA registration requirements, as appropriate.  Follow-up, individualized responses to persons in a state by such a firm or individual that involve either effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion.

For information concerning the licensing status or disciplinary history of a BDIA, BD agent, or IA rep, a consumer should contact his or her state securities law administrator. ,

Securities offered through Linsco/Private Ledger Member FINRA/SIPC